Securities

Securities

We counsel clients regarding a wide variety of securities matters in the privately held business context, including:

  • Private placements/Regulation D offerings;
  • Medium-term note programs;
  • Employee benefit plan securities offerings;
  • NASD issues;
  • Tender offers;
  • Exchange offers;
  • Codes of Business Conduct and Ethics and related compliance programs;
  • Proxy contests and shareholder proposals;
  • Share repurchase programs; and
  • State securities matters.